Return to Title 21, Code of Federal Regulations Cosmetic
Products Contents
[Code of Federal Regulations]
[Title 21, Volume 1, Parts 1 to 99]
[Revised as of April 1, 1996]
From the U.S. Government Printing Office via GPO Access
[CITE: 21CFR2 ]
[Page 16-22]
TITLE 21--FOOD AND DRUGS
CHAPTER I--FOOD AND DRUG ADMINISTRATION, DEPARTMENT OF HEALTH AND HUMAN SERVICES
PART 2--GENERAL ADMINISTRATIVE RULINGS AND DECISIONS
Subpart A--General Provisions
Sec.
2.5 Imminent hazard to the public health.
2.10 Examination and investigation samples.
2.19 Methods of analysis.
Subpart B--Human and Animal Foods
2.25 Grain seed treated with poisonous substances; color identification
to prevent adulteration of human and animal food.
2.35 Use of secondhand containers for the shipment or storage of food
and animal feed.
Subparts C--E [Reserved]
Subpart F--Caustic Poisons
2.110 Definition of ammonia under Federal Caustic Poison Act.
Subpart G--Provisions Applicable to Specific Products Subject to the
Federal Food, Drug, and Cosmetic Act
2.125 Use of chlorofluorocarbon propellants in self-pressurized
containers.
Authority: Secs. 201, 301, 305, 402, 408, 409, 501, 502, 505, 507,
512, 601, 701, 702, 704 of the Federal Food, Drug, and Cosmetic Act (21
U.S.C. 321, 331, 335, 342, 346a, 348, 351, 352, 355, 357, 360b, 361,
371, 372, 374); 15 U.S.C. 402, 409.
Source: 42 FR 15559, Mar. 22, 1977, unless otherwise noted.
Subpart A--General Provisions
Sec. 2.5 Imminent hazard to the public health.
(a) Within the meaning of the Federal Food, Drug, and Cosmetic Act
an imminent hazard to the public health is considered to exist when the
evidence is sufficient to show that a product or practice, posing a
significant threat of danger to health, creates a public health
situation (1) that should be corrected immediately to prevent injury and
(2) that should not be permitted to continue while a hearing or other
formal proceeding is being held. The imminent hazard may be declared at
any point in the chain of events which may ultimately result in harm to
the public health. The occurrence of the final anticipated injury is not
essential to establish that an imminent hazard of such occurrence
exists.
(b) In exercising his judgment on whether an imminent hazard exists,
the Commissioner will consider the number of injuries anticipated and
the nature, severity, and duration of the anticipated injury.
Sec. 2.10 Examination and investigation samples.
(a)(1) When any officer or employee of the Department collects a
sample of a food, drug, or cosmetic for analysis under the act, the
sample shall be designated as an official sample if records or other
evidence is obtained by him or any other officer or employee of the
Department indicating that the shipment or other lot of the article from
which such sample was collected was introduced or delivered for
introduction into interstate commerce, or was in or was received in
interstate commerce, or was manufactured within a Territory. Only
samples so designated by an officer or employee of the Department shall
be considered to be official samples.
(2) For the purpose of determining whether or not a sample is
collected for analysis, the term analysis includes examinations and
tests.
(3) The owner of a food, drug, or cosmetic of which an official
sample is collected is the person who owns the shipment or other lot of
the article from which the sample is collected.
[[Page 17]]
(b) When an officer or employee of the Department collects an
official sample of a food, drug, or cosmetic for analysis under the act,
he shall collect at least twice the quantity estimated by him to be
sufficient for analysis, unless:
(1) The amount of the article available and reasonably accessible
for sampling is less than twice the quantity so estimated, in which case
he shall collect as much as is available and reasonably accessible.
(2) The cost of twice the quantity so estimated exceeds $50.
(3) The sample cannot by diligent use of practicable preservation
techniques available to the Food and Drug Administration be kept in a
state in which it could be readily and meaningfully analyzed in the same
manner and for the same purposes as the Food and Drug Administration's
analysis.
(4) The sample is collected from a shipment or other lot which is
being imported or offered for import into the United States.
(5) The sample is collected from a person named on the label of the
article or his agent, and such person is also the owner of the article.
(6) The sample is collected from the owner of the article, or his
agent, and such article bears no label or, if it bears a label, no
person is named thereon.
In addition to the quantity of sample set forth in this paragraph, the
officer or employee shall, if practicable, collect such further amount
as he estimates will be sufficient for use as trial exhibits.
(c) After the Food and Drug Administration has completed such
analysis of an official sample of a food, drug, or cosmetic as it
determines, in the course of analysis and interpretation of analytical
results, to be adequate to establish the respects, if any, in which the
article is adulterated or misbranded within the meaning of the act, or
otherwise subject to the prohibitions of the act, and has reserved an
amount of the article it estimates to be adequate for use as exhibits in
the trial of any case that may arise under the act based on the sample,
a part of the sample, if any remains available, shall be provided for
analysis, upon written request, by any person named on the label of the
article, or the owner thereof, or the attorney or agent of such person
or owner, except when:
(1) After collection, the sample or remaining part thereof has
become decomposed or otherwise unfit for analysis, or
(2) The request is not made within a reasonable time before the
trial of any case under the act, based on the sample to which such
person or owner is a party. The person, owner, attorney, or agent who
requests the part of sample shall specify the amount desired. A request
from an owner shall be accompanied by a showing of ownership, and a
request from an attorney or agent by a showing of authority from such
person or owner to receive the part of sample. When two or more requests
for parts of the same sample are received the requests shall be complied
with in the order in which they were received so long as any part of the
sample remains available therefor.
(d) When an official sample of food, drug, or cosmetic is the basis
of a notice given under section 305 of the act, or of a case under the
act, and the person to whom the notice was given, or any person who is a
party to the case, has no right under paragraph (c) of this section to a
part of the sample, such person or his attorney or agent may obtain a
part of the sample upon request accompanied by a written waiver of right
under such paragraph (c) from each person named on the label of the
article and owner thereof, who has not exercised his right under such
paragraph (c). The operation of this paragraph shall be subject to the
exceptions, terms, and conditions prescribed in paragraph (c) of this
section.
(e) The Food and Drug Administration is authorized to destroy:
(1) Any official sample when it determines that no analysis of such
sample will be made;
(2) Any official sample or part thereof when it determines that no
notice under section 305 of the act, and no case under the act, is or
will be based on such sample;
(3) Any official sample or part thereof when the sample was the
basis of a notice under section 305 of the act, and when, after
opportunity for
[[Page 18]]
presentation of views following such notice, it determines that no other
such notice, and no case under the act, is or will be based on such
sample;
(4) Any official sample or part thereof when the sample was the
basis of a case under the act which has gone to final judgment, and when
it determines that no other such case is or will be based on such
sample;
(5) Any official sample or part thereof if the article is
perishable;
(6) Any official sample or part thereof when, after collection, such
sample or part has become decomposed or otherwise unfit for analysis;
(7) That part of any official sample which is in excess of three
times the quantity it estimates to be sufficient for analysis.
Sec. 2.19 Methods of analysis.
Where the method of analysis is not prescribed in a regulation, it
is the policy of the Food and Drug Administration in its enforcement
programs to utilize the methods of analysis of the Association of
Official Analytical Chemists (AOAC) as published in the latest edition
(13th Ed., 1980) of their publication ``Official Methods of Analysis of
the Association of Official Analytical Chemists,'' and the supplements
thereto (``Changes in Methods'' as published in the March issues of the
``Journal of the Association of Official Analytical Chemists''), which
are incorporated by reference, when available and applicable. Copies are
available from the Association of Official Analytical Chemists, 2200
Wilson Blvd., Suite 400, Arlington, VA 22201-3301, or available for
inspection at the Office of the Federal Register, 800 North Capitol
Street NW., suite 700, Washington, DC. In the absence of an AOAC method,
the Commissioner will furnish a copy of the particular method, or a
reference to the published method, that the Food and Drug Administration
will use in its enforcement program. Other methods may be used for
quality control, specifications, contracts, surveys, and similar
nonregulatory functions, but it is expected that they will be calibrated
in terms of the method which the Food and Drug Administration uses in
its enforcement program. Use of an AOAC method does not relieve the
practioner of the responsibility to demonstrate that he can perform the
method properly through the use of positive and negative controls and
recovery and reproducibility studies.
[42 FR 15559, Mar. 22, 1977, as amended at 47 FR 946, Jan. 8, 1982; 54
FR 9034, Mar. 3, 1989]
Subpart B--Human and Animal Foods
Sec. 2.25 Grain seed treated with poisonous substances; color
identification to prevent adulteration of human and animal
food.
(a) In recent years there has developed increasing use of poisonous
treatments on seed for fungicidal and other purposes. Such treated seed,
if consumed, presents a hazard to humans and livestock. It is not
unusual for stocks of such treated food seeds to remain on hand after
the planting season has passed. Despite the cautions required by the
Federal Seed Act (53 Stat. 1275, as amended 72 Stat. 476, 7 U.S.C. 1551
et seq.) in the labeling of the treated seed, the Food and Drug
Administration has encountered many cases where such surplus stocks of
treated wheat, corn, oats, rye, barley, and sorghum seed had been mixed
with untreated seed and sent to market for food or feed use. This has
resulted in livestock injury and in legal actions under the Federal
Food, Drug, and Cosmetic Act against large quantities of food
adulterated through such admixture of poisonous treated seeds with good
food. Criminal cases were brought against some firms and individuals.
Where the treated seeds are prominently colored, buyers and users or
processors of agricultural food seed for food purposes are able to
detect the admixture of the poisonous seed and thus reject the lots; but
most such buyers, users, and processors do not have the facilities or
scientific equipment to determine the presence of the poisonous chemical
at the time crops are delivered, in cases where the treated seeds have
not been so colored. A suitable color for this use is one that is in
sufficient contrast to the natural color of the food seed as to make
admixture of treated, denatured seeds with good food easily apparent,
and is so applied that it is not readily removed.
[[Page 19]]
(b) On and after December 31, 1964, the Food and Drug Administration
will regard as adulterated any interstate shipment of the food seeds
wheat, corn, oats, rye, barley, and sorghum bearing a poisonous
treatment in excess of a recognized tolerance or treatment for which no
tolerance or exemption from tolerance is recognized in regulations
promulgated pursuant to section 408 of the Federal Food, Drug, and
Cosmetic Act, unless such seeds have been adequately denatured by a
suitable color to prevent their subsequent inadvertent use as food for
man or feed for animals.
(c) Attention is called to the labeling requirements of the Federal
Hazardous Substances Act, where applicable to denatured seeds in
packages suitable for household use.
Sec. 2.35 Use of secondhand containers for the shipment or storage of
food and animal feed.
(a) Investigations by the Food and Drug Administration, the National
Communicable Disease Center of the U.S. Public Health Service, the
Consumer and Marketing Service of the U.S. Department of Agriculture,
and by various State public health agencies have revealed practices
whereby food and animal feed stored or shipped in secondhand containers
have been rendered dangerous to health. Such contamination has been the
result of the original use of these containers for the storage and
shipment of articles containing or bearing disease organisms or
poisonous or deleterious substances.
(b) The Commissioner concludes that such dangerous or potentially
dangerous practices include, but are not limited to, the following:
(1) Some vegetable growers and packers employ used poultry crates
for shipment of fresh vegetables, including cabbage and celery.
Salmonella organisms are commonly present on dressed poultry and in
excreta and fluid exudates from dressed birds. Thus wooden crates in
which dressed poultry has been iced and packed are potential sources of
Salmonella or other enteropathogenic microorganisms that may contaminate
fresh vegetables which are frequently consumed without heat treatment.
(2) Some potato growers and producers of animal feeds use secondhand
bags for shipment of these articles. Such bags may have originally been
used for shipping or storing pesticide-treated seed or other articles
bearing or containing poisonous substances. Thus these secondhand bags
are potential sources of contamination of the food or animal feed stored
or shipped therein.
(c) In a policy statement issued April 11, 1968, the Food and Drug
Administration declared adulterated within the meaning of section 402(a)
of the Federal Food, Drug, and Cosmetic Act shipments of vegetables or
other edible food in used crates or containers that may render the
contents injurious to health. This policy statement is extended so that
the Food and Drug Administration will regard as adulterated within the
meaning of section 402(a) of the act shipments of vegetables, other
edible food, or animal feed in used crates, bags, or other containers
that may render the contents injurious to health.
Subparts C--E [Reserved]
Subpart F--Caustic Poisons
Sec. 2.110 Definition of ammonia under Federal Caustic Poison Act.
For the purpose of determining whether an article containing ammonia
is subject to the Federal Caustic Poison Act, the ammonia content is to
be calculated as NH<INF>3.
Subpart G--Provisions Applicable to Specific Products Subject to the
Federal Food, Drug, and Cosmetic Act
Sec. 2.125 Use of chlorofluorocarbon propellants in self-pressurized
containers.
(a) As used in this section:
(1) Chlorofluorocarbon means any fully halogenated
chlorofluoroalkane.
(2) Propellant means a liquefied or compressed gas that is used in
whole or in part to expel from the same self-pressurized container or
from a
[[Page 20]]
separate container a liquid or solid material different from the
propellant, but the term does not include the use of a
chlorofluorocarbon as an aerating agent for foamed or sprayed food
products.
(b) Chlorofluorocarbons are widely used in products subject to the
Federal Food, Drug, and Cosmetic Act, with the principal use being as
propellants in self-pressurized containers. Information recently
developed indicates that chlorofluorocarbons may reduce the amount of
ozone in the stratosphere and thus increase the amount of ultraviolet
radiation reaching the earth. An increase in ultraviolet radiation may
increase the incidence of skin cancer, change the climate, and produce
other effects of unknown magnitude on humans, animals, and plants.
Chlorofluorocarbons may also affect the climate by increasing infrared
absorption in the atmosphere.
(c) Except as provided in paragraph (e) of this section, any food,
drug, device, or cosmetic in a self-pressurized container that contains
a chlorofluorocarbon propellant is adulterated and/or misbranded in
violation of the act, and any drug product in a self-pressurized
container that contains a chlorofluorocarbon propellant is a new drug or
a new animal drug.
(d) The use of a chlorofluorocarbon as a propellant in a self-
pressurized container of a drug product will not result in the drug
product being adulterated and/or misbranded provided a new drug
application, a new animal drug application, or in the case of a
certifiable antibiotic an antibiotic application for the drug product
has been approved, a petition has been filed as provided by paragraph
(f) of this section, and paragraph (e) of this section has been amended
to specify the use as essential.
(e) The adulteration and misbranding provisions of paragraph (c) of
this section shall not apply to the following essential uses of
chlorofluorocarbons:
(1) Metered-dose steriod human drugs for nasal inhalation,
(2) Metered-dose steriod human drugs for oral inhalation,
(3) Metered-dose adrenergic bronchodilator human drugs for oral
inhalation,
(4) Contraceptive vaginal foams for human use, and
(5) Metered-dose ergotamine tartrate drug products administered by
oral inhalation for use in humans.
(6) Intrarectal hydrocortisone acetate for human use.
(7) Polymyxin B sulfate-bacitracin zinc-neomycin sulfate soluble
antibiotic powder without excipients, for topical use on humans.
(8) Anesthetic drugs for topical use on accessible mucous membranes
of humans where a cannula is used for application.
(9) Metered-dose nitroglycerin human drugs administered to the oral
cavity.
(10) Metered-dose cromolyn sodium human drugs administered by oral
inhalation.
(11) Metered-dose ipratropium bromide for oral inhalation.
(12) Metered-dose atropine sulfate aerosol human drugs administered
by oral inhalation.
(13) Metered-dose nedocromil sodium human drugs administered by oral
inhalation.
(f) Any person may file a petition in accordance with part 10 of
this chapter to amend paragraph (e) of this section to specify a use of
chlorofluorocarbons in a product as not being subject to the
adulteration and misbranding provisions in paragraph (c) of this
section. The petition must be supported by an adequate showing that:
(1) There are no technically feasible alternatives to the use of a
chlorofluorocarbon in the product,
(2) The product provides a substantial health benefit, environmental
benefit, or other public benefit that would not be obtainable without
the use of the chlorofluorocarbon, and
(3) The use does not involve a significant release of
chlorofluorocarbons into the atmosphere or that the release is warranted
in view of the consequence if the use were not permitted.
(g) Any holder of an approved new drug application or new animal
drug application for a drug product containing a chlorofluorocarbon in a
self-pressurized container, except those drug products listed in
paragraph (e) of this section, shall submit to the Food and Drug
Administration on or before October 1, 1978, either a supplemental
[[Page 21]]
application providing for a revised formulation complying with the
requirements of Sec. 314.70 or Sec. 514.8 of this chapter or a letter
requesting that a new drug application or a new animal drug application
for the drug product containing chlorofluorocarbon be withdrawn and that
the right to a hearing on the withdrawal of the application is waived.
(h)(1) Each manufacturer of a drug product listed in paragraph (e)
of this section that is not covered by an approved new drug application
shall submit a new drug application in accord with Sec. 314.50 of this
chapter on or before June 15, 1978.
(2) An abbreviated new drug application conforming to Sec. 314.94 of
this chapter is acceptable in lieu of a full new drug application for
any product included in the classes of products in paragraph (e) of this
section if the product is one that is described under Sec. 314.92 of
this chapter. A finding has been made that an abbreviated new drug
application may be submitted for the following products included in the
classes of products listed in paragraph (e) of this section:
(i) Ergotamine tartrate supplied in a metered-dose aerosol form
suitable for oral inhalation for the treatment of migraine headaches.
Each measured dose must deliver a dose of the active ingredient
equivalent to that contained in the product that has been the subject of
a separate finding that an abbreviated new drug application is suitable.
(ii) Isoproterenol hydrochloride supplied in a metered-dose aerosol
form suitable for oral inhalation for use as an adrenergic
bronchodilator. Each measured dose must deliver a dose of the active
ingredient equivalent to that contained in the products that have been
the subject of a separate finding that an abbreviated new drug
application is suitable.
(iii) Epinephrine, epinephrine bitartrate, or epinephrine
hydrochloride (racemic) in a metered-dose aerosol form suitable for oral
inhalation for use as an adrenergic bronchodilator. Each measured dose
must deliver a dose of the active ingredient equivalent to that
specified in an OTC proposed or final monograph issued under the
provisions of 21 CFR part 330.
(iv) Nonoxynol 9 in an aerosol foam suitable for vaginal
administration as a contraceptive foam. The aerosol foam must contain 8
to 12.5 percent of nonoxynol 9.
(i) Any sponsor of an ``Investigational New Drug Application'' (IND)
or ``Notice of Claimed Exemption for a New Animal Drug'' (INAD) for a
drug product containing a chlorofluorocarbon shall:
(1) Amend the IND or INAD on or before December 15, 1978, to revise
the formulation removing the chlorofluorocarbon.
(2) Submit the information required under paragraph (f) of this
section to amend paragraph (e) of this section to show that the use of
chlorofluorocarbon is essential, or
(3) Submit the information required under paragraph (j) of this
section requesting that studies with the drug product containing a
chlorofluorocarbon propellant be allowed to be performed.
(j) Any sponsor of an IND or INAD who wishes to initiate or continue
a study beyond December 15, 1978 on a drug product containing a
chlorofluorocarbon shall submit a petition in accordance with part 10 of
this chapter requesting that studies be permitted to collect the data to
show that the use of the chlorofluorocarbon is an essential use. The
petitions must be supported by the following:
(1) A description of the drug product,
(2) An explanation why a chlorofluorocarbon propellant is used in
the product rather than another propellant or another dosage form of the
product, and
(3) The benefit that the investigational product is believed to have
and that the sponsor hopes to demonstrate by the studies.
(k) The Commissioner will initiate action to withdraw approval of an
application or terminate an IND or INAD notice in accordance with the
applicable provisions of section 505 of the act and parts 312 and 314 of
this chapter, or section 512 of the act and parts 511 and 514 of this
chapter upon failure of a
[[Page 22]]
holder of an approved new drug application or approved new animal drug
application or sponsor of an IND or INAD notice to comply with the
applicable provisions of this section.
(l) Food, drug, device, or cosmetic products manufactured or
packaged on or after December 15, 1978, and finished products initially
introduced into interstate commerce on or after April 15, 1979, shall
comply with this regulation.
[43 FR 11316, Mar. 17, 1978, as amended at 44 FR 3961, Jan. 19, 1979; 44
FR 30334, May 26, 1979; 45 FR 22902, April 4, 1980; 51 FR 4591, Feb. 6,
1986; 52 FR 15717, Apr. 30, 1987; 54 FR 9034, Mar. 3, 1989; 55 FR 39267,
Sept. 26, 1990; 57 FR 17980, Apr. 28, 1992; 58 FR 6088, Jan. 26, 1993]
Main Page | About Grimes & Reese | Practice Areas | MLM Law Clients | MLM Articles
MLM Law Library | What Our Clients Say | What's New | Search MLM Law | Site Map